Policy Briefs
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Item The voices of smallholders and women in Tanzania’s agricultural corridor(UWC PLAAS, 2023) Sulle, EmmanuelThe Tanzanian government created the Southern Agricultural Growth Corridor of Tanzania (SAGCOT) with the vision of modernising and commercialising agriculture in Tanzania and thereby bringing about a ‘green revolution’. However, the SAGCOT policy documents do not explicitly state how the corridor would improve smallholders’ participation,voice, and governance in the agricultural sector. Smallholder producers, particularly women, are concerned about the potential impact the growth corridor will have their access to use, control and ownership of land and other natural resource rights. Smallholders lack clarity on how they will be adequately compensated. And whether new settlement areas will be provided – if the land they are using for agriculture and grazing is allocated to investors.Item Agricultural investment corridors in Africa: Making the voices of women and smallholder farmers count(UWC PLAAS, 2023) Sulle, Emmanuel; Smalley, RebeccaDevelopment corridors can improve livelihood opportunities for people living in far-flung areas – but only if they focus on smallholder farming, pastoralism, fishing, and infrastructure for small-scale trade. Land rights abuses have occurred as the corridor and growth pole projects have unfolded. Some poorly-designed programmes invited large agribusiness investments that displaced and marginalised local people. Smallholder-farmer and women’s organisations are rarely invited to contribute to the planning and design of the corridor and growth pole projects, and are only minimally involved in their governance.Item The voices of women and smallholder farmers in Kenya’s Lamu Corridor(UWC PLAAS, 2023) Chome, Ngala; Sulle, EmmanuelThe Lamu Corridor Project in Kenya promises to develop infrastructure to connect a vast area covering Northern Kenya, South Sudan, and Southern Ethiopia with global markets. Driven mainly by oil and mineral transport needs, state planners hope the development will boost agricultural investment, including building processing plants and distribution centres, while also creating special economic zones and free trade areas. To boost agricultural production, the focus is on establishing large plantations, nucleus farms, out grower schemes, and large holding grounds for livestock, which presents both risks and opportunities for land users: for women in particular, as well as for smallholders across all sectors. Small-scale and iI, pastoralists, and fishers along the corridor are responding in diverse ways: some oppose the project, while others negotiate the terms of inclusion in advance of investments. Pressures on land, associated with livestock commercialisation, are already creating conflict, social differentiation and imbalances in pastoral communities.Item The voices of women and smallholder farmers in Mozambique’s Beira and Nacala corridors(UWC PLAAS, 2023) Gonçalves, Euclides; Sulle, EmmanuelOver the past two decades, the Beira and Nacala agricultural corridors have attracted capital investment and technology transfer. However, the flow of both has been unpredictable as they depend on the intervention of multiple actors and the dynamics of the global economy and global commodity prices. Along the corridors, the Mozambique government – with support from donors and international capital – has invested in transport infrastructure, but this infrastructure does not necessarily cater to the needs of smallholder farmers and women as it is not connected with feeder roads to collect farmers’ produce. Politics at national and local levels has hindered the corridor development; this has been exacerbated by clashes between government forces and the armed branch of the opposition party, Resistência Nacional Moçambicana(RENAMO). Along the Beira and Nacala corridors, large agricultural development projects often trigger contestations over land and natural resourcesItem The voices of women and smallholder farmers in Angola’s Lobito Corridor(UWC PLAAS, 2023) Duarte, Ana; Sulle, EmmanuelThe development of the Benguela railway in the Lobito Development Corridor links Angola’s interior with its coastal port of Luanda. This corridor has boosted the mobility of the poor, as well as professionals –teachers, nurses, and others – while also yielding other benefits. A key outcome has been the growth of intermediate trade centers’ where goods, knowledge, information, and news are exchanged. The corridor’s multiplier effects have not been maximised because of poor public and private-sector investments in key sectors such as agriculture and agriculture-related infrastructure –irrigation, inputs, extension services, and feeder roads. The corridor authority and operators of the railway facility need to cater for each user's needs, especially women farmers associations and women traders dealing with perishable goods, particularly vegetablesItem Securing Tenure for Customary Land Rights Holders in Southern Africa(Institute for Poverty Land and Agrarian Studies (PLAAS), 2023-02) Zamchiya, PhillanItem Zambia’s Customary Landholding Certificate and Tenure Options for Women(Institute for Poverty Land and Agrarian Studies (PLAAS), 2023-02) Zamchiya, Phillan; Musa, ChilomboItem Women’s Lived Realities Under Customary Tenure in Rural South Africa and Policy Implications(Institute for Poverty Land and Agrarian Studies (PLAAS), 2023-02) Zamchiya, Phillan; Lebepe, ShulaItem Securing Land Tenure for Women and Men Living on Customary Land in Zimbabwe(Institute for Poverty Land and Agrarian Studies (PLAAS), 2023-02) Zamchiya, Phillan; Madhuku, ClarisThis policy brief reports on findings from a study investigating the impact of the formalisation of customary land on tenure relations and livelihoods for women and men living in rural Zimbabwe. The research was conducted in Munyokoweri, Mahachi and Kondo villages as well as the Checheche growth point located in Chipinge District, Manicaland Province between 2020 and 2022. The study reached 156 respondents through in-depth interviews and focus group discussions. In addition, the researchers conducted a survey of 100 households across the three villages.Item Securing Land Tenure for Women Under Mozambique’s Land Administration Programme (Terra Segura)(Institute for Poverty Land and Agrarian Studies (PLAAS), 2023-01) Musa, Chilombo; Zamchiya, Phillan; Ntauazi, Clemente; Noyes, JoanaThis policy brief reports findings from a study undertaken by researchers at the Institute for Poverty, Land and Agrarian Studies (PLAAS) at the University of the Western Cape (UWC) investigating the formalisation of customary land and its implications for women’s livelihoods and the security of their land tenure in Mozambique. The research was conducted in two villages in Nhamatanda District, Sofala Province between 2021 and 2022. A total of 63 women in Siluvo and Metuchira villages were reached through in-depth interviews; coordination to learn their life histories; and focus group discussions. In addition, a survey of 140 households across the two villages was conducted.Item Building back better after Covid-19: Why South Africa needs an equitable food system for small-scale farmers and fishers, street traders and consumers – and how to build it(Institute for Poverty Land and Agrarian Studies (PLAAS), 2021) Hall, Ruth; Wegerif, MarcThis policy brief reports headline findings from research investigating the impacts of Covid-19 regulations and mitigation measures on actors in South Africa’s food system. The research focuses on fresh produce in Gauteng and KwaZulu-Natal and fish in the Western Cape. The researchers conducted 211 in-depth interviews, facilitated the production of 24 food diaries and visited 16 primary field sites.Item Sink or swim? How Covid-19 and the responses to it have affected small-scale fishers(Institute for Poverty Land and Agrarian Studies (PLAAS), 2021) Isaacs, Moenieba; Nangle, MaiaThis policy brief reports findings from research investigating the impacts of Covid-19 regulations and mitigation measures on small-scale fishers in the Western Cape, South Africa. The researchers conducted 47 in-depth interviews, held 5 focus groups, facilitated the production of 14 food diaries in 4 primary field sites of Struisbaai, Langebaan, Velddrift and Lambert’s Bay.Item Tanzanian food producers, vendors and traders need direct relief measures in the face of the Covid-19(Institute for Poverty Land and Agrarian Studies (PLAAS), 2021) Sulle, Emmanuel; Kissoly, Luitfred; Qamara, Rose; Lukanga, Editrudith; Mbisso, Daniel; Mzinga, JoeKey messages • Tanzania’s responses to Covid-19 pandemic have shifted over time. An initial ambiguous position refrained from imposing hard lockdown restrictions measures and focused on local remedies. In the second year of the pandemic, and under new political leadership, this has given way to the promotion of a national vaccination programme. • Despite the absence of any significant hard lockdown measures in the country, Tanzania’s food producers, vendors and traders faced disrupted domestic food markets and were locked out of the regional market. As a result, these food-system actors incurred significant business losses during the two first waves of the pandemic. • Although food producers, vendors and traders play a central role in sustaining national food security their interests have not been properly considered in the development and implementation of official Covid-19 relief measures. • Women and youth constitute the majority of food system actors, including in the production and trade of food, and were thus disproportionately harmed by the disruption of the system. • The Covid-19 pandemic has revealed the fragility of regional and international trade frameworks and the critical need for top-level diplomatic and political solutions to strengthen national and African food systems and the livelihoods of food system actors in Tanzania and the continent more broadly.Item Towards a more resilient agri-food system in Ghana post COVID-19(Institute for Poverty Land and Agrarian Studies (PLAAS), 2021) Darkwah, AkosuaThis policy brief draws from a study of agri-food system responses to the COVID-19 pandemic in Ghana. We examined how the pre-COVID-19 stresses in the agri-food system have interacted with the fallouts of the pandemic to reshape relationships among the key state and non-state actors and interest groups, and the implications for the agri-food system as a wholeItem Assessing potential for employment-intensive land reform in South Africa: Key research findings from a CBPEP study(GTAC, 2020) GTACThe Capacity Building Programme for Employment Promotion (CBPEP) is an EU-funded initiative aimed at assisting the Government of South Africa to attain its goal of reducing unemployment, by building state and institutional capacity. The CBPEP seeks to build state capability for employment promotion, as well as support strategic dialogue, shared problem-solving and practical collaboration between the social partners. It also aims to strengthen the knowledge and evidence base for effective policy, planning and imple-mentation. This policy brief focuses on the potential contribution of redistributive land reform to employment creation.Item Thematic study: Agricultural value chains in South Africa and the implications for employment-intensive land reform(GTAC, 2020) Neves, DavidThis paper is part of a larger research initiative intended to formulate policy options for land reform in South Africa and facilitate employment and livelihoods through small-scale agriculture. The report examines small-scale farmers and their participation in agricultural value chains, in order to consider how to strengthen and upscale their participation in such value chains. The highly dualistic nature of the agricultural sector in South African is generally well understood (NPC, 2011). South African agriculture has long been dominated by large scale, capital intensive forms of industrial production, whereas small-scale farmers have been marginal for well over half a century. This dualism correlates with racial demography: white commercial farmers dominate large-scale production, while small-scale agricultural production is overwhelmingly the preserve of small-scale black (‘African’) farmers. This agrarian structure reflects South Africa’s colonial and Apartheid legacy of generous state support for white farmers, alongside the historical dispossession of black producers. The predominance of ‘large-scale’ in the agricultural sector moreover extends beyond primary production ‘farming’. Most of the sector, including agro-processing, packaging, distribution, manufacturing and retail, is highly concentrated, capital-intensive and corporate dominated. Small scale farmers in South Africa, as elsewhere, are characterized by small landholdings, varied (but often low) levels of productivity and grapple with the difficulties associated with both production and market access. Yet there has been a global resurgence of interest in small-scale farmer-led agriculture development (World Bank, 2007), which is viewed as a means of promoting rural employment and livelihoods (Vermeulen et al., 2008; Aliber and Hart, 2009; Neves and Du Toit, 2013). In South Africa, small-scale farming offers not only the promise of bolstering rural employment and livelihoods, but also satisfying pressingly social and equity objectives (Aliber and Hall, 2012). Small scale farming has been invoked as part of a vision for an egalitarian and deracialised countryside in South Africa. This sentiment has found expression in post-apartheid public policy, with small-scale farming cast as integral to land reform. Moreover, land reform in South Africa is irreducible to its potential contribution to rural employment and livelihoods. Since its inception land reform has offered promise of addressing the historical grievance of land dispossession, in service of social justice racial redress. In this way, public policy support for small-scale farming is tied to South Africa’s larger, unresolved and fractious ‘land question’. Against this backdrop, the notion of linking or small-scale farmers to markets, and facilitating their participation or ‘inclusion’ into agricultural value chains, or ‘pro-inclusionism’ (Aliber, 2013, p.10) is widely shared by scholars, policy makers and private sector actors. Ambitions for creating employment through labour intensive small-scale farming, and such farmers ‘inclusion’ into agricultural value chains, have found expression in official policy pronouncements, ranging from the Economic Development Department ‘New Growth Plan’ (EDD, 2010), the National Development Plan (NPC, 2011), and AgriBEE (Jacobs, 2012). Enthusiasm amongst policy makers, for the inclusion of small-scale farmers into value chains is not limited to South Africa. It is part of the wider international development orthodoxy (Seville et al., 2011), and predicated on a faith in markets as a route to pro-poor development and economic growth.Item Thematic study: The strengths and weaknesses of systems of land tenure and land administration in South Africa and the implications for employment intensive land reform(GTAC, 2020) de Satgé, Rick; Phuhlisani, NPCThe CBPEP/GTAC Project: Employment intensive land reform in South Africa: policies, programmes and capacities aims to formulate a set of options for rural land reform in South Africa aimed at generating a large number of employment, self-employment and livelihood-enhancing opportunities through the promotion of small-scale agriculture. The anticipated project outputs include: • formulating national policy guidelines on the promotion of employment intensive agriculture; • designing programmes for implementation by national and provincial departments in conjunction with non-governmental partners; • costing such programmes; • conceptualizing the provision of relevant support services for those acquiring access to land in different settings, including provision of extension advice and support for marketing of produce.Item A review of support services for smallholder and small-scale agricultural producers(GTAC, 2020) de Satgé, Rick; Phuhlisani, NPCThe CBPEP/GTAC Project: Employment intensive land reform in South Africa: policies, ‘programmes and capacities aims to formulate a set of options for rural land reform in South Africa aimed at generating a large number of employment, self-employment and livelihood-enhancing opportunities through the promotion of small-scale agriculture. The anticipated project outputs include: • formulating national policy guidelines on the promotion of employment intensive agriculture; • designing ‘programmes for implementation by national and provincial departments in conjunction with non-governmental partners; • costing such ‘programmes; • conceptualizing the provision of relevant support services for those acquiring access to land in different settings, including provision of extension advice and support for marketing of produce. This thematic study reviews support services for smallholders provided by state and non-state actors to date. It provides an analysis of recommendations from the High Level Panel (High Level Panel 2017) and the recent report of the Presidential Panel on Agriculture and Land Reform (2019). It provides an assessment of what needs to change to provide a range of appropriate support services for smallholder and black commercial producers in order promote employment intensive land reform. The final section of the report examines the institutional and capacity requirements of effective extension, institutional and production support systems, with a particular focus on smallholder and small-scale black commercial farmers. It examines what types of support should be offered to producers at different scales, what systems of extension management and institutional oversight are required to manage the provision of effective support systems, and how current support systems would need to be reconfigured to align with this objective.Item Thematic study: International experiences of support policies for smallholders: A review and an exploration of underlying rationale and narratives(GTAC, 2020) Losch, BrunoThis thematic study on International experiences of policies supporting smallholder production is part of the background papers of the ‘GTAC/CBPEP/EU study on employment-intensive rural land reform in South Africa.’ It aims at presenting the existing debates and at drawing possible lessons for South Africa. Specific insights, guidance and advice were required on extension services, access to markets, adaptation to climate change and agro-ecology, and to the adoption of a place-based approach for an employment-intensive rural land reform. Support to smallholders is fully embedded in what has been the evolution of agriculture worldwide over the last 150 years. If major regional differences exist among farming systems, the general adoption of the modernization paradigm has deeply shaped the processes of agricultural development and farm differentiation. It has resulted in mainstream thinking which is challenged today by the limitations and consequences of the growth model, particularly climate change. There is a profusion of references about support policies for smallholders. The choice made for this review is to propose first a historical perspective about the development of these policies, their rationale and related narratives (section 1). This background helps to better understand the existing policy toolkit which is presented in section 2, together with several building blocks central to the current policy architecture, as well as emerging new approaches which could play a larger role in the future. Section 3 is a preliminary discussion about first lessons which could be useful for the collective brainstorming and the completion of the current study on employment-intensive rural land reform.Item Thematic study: Conceptualising finance to support labour-intensive land redistribution(GTAC, 2020-01) Aliber, MichaelThis paper seeks to provide an overview and understanding of how South Africa’s smallholder farmers and small-scale black commercial farmers (‘SFs & SSBCFs’) presently finance their agricultural operations (excluding land acquisition), with a view to identifying where the current system could be improved so as to support an employment-intensive land reform premised on these types of farmers. As such, the paper seeks to identify what are the main sources of loan and grant finance to farmers, and to indicate what is known about the reach and effectiveness of these various institutions / products / programmes. The paper also briefly considers what we know about self-financing, while also touching on sundry other financial services and issues, in particular input subsidies, e-money and insurance. While doing so, the paper traces recent policy discussions and debates regarding the provision of agricultural finance. The most salient policy development in recent years is the emergence of a consensus that grant finance should be reduced in favour of loan finance, which has been followed by an abortive attempt to introduce ‘blended finance’. While it is difficult to develop a precise picture of the funding landscape on account of lack of or contradictory data, and the current flux within the sector, some patterns do emerge. First, it is indeed the case that grant finance is almost on a par with loan finance, however there is an evident division of labour whereby loan finance is channelled more towards larger-scale black farmers, and the majority of beneficiaries of grant finance are towards the subsistence end of the spectrum. (Having said this, while subsistence producers are more numerous as beneficiaries of grant funding, it is not clear that, collectively, they receive most of this funding.) There is a logic to this state of affairs in that, to the extent government renders material support to subsistence farmers, it would not make sense for it to be in the form of loans unless the idea is for them to commercialise. On the other hand, much of the support to subsistence producers in principle is in fact meant to promote commercialisation, but appears unable to do so, suggesting that at least some of these grant programmes are ill-conceived. Moreover, among commercially oriented smallholder farmers, there is a woeful absence of both grant and loan finance, and arguably it would make sense to upscale the loan finance aspect. Where SFs & SSBCFs are concerned, a particular problem is the absence of short-term production finance. MAFISA had tried to fill the vacuum, but at present is operating at an extremely low level and, it has been argued, its management challenges have not warranted recapitalisation. The Land Bank, meanwhile, has struggled to do business at scale with SFs & SSBCFs, and has struggled in particular to provide production credit, especially unsecured production credit. Of course, these concerns extend well beyond land reform. Overall, the paper demonstrates that, while there are many financing tools in place to support black farmers in general as well as land reform beneficiaries in particular, their collective footprint is modest-to-small relative to current needs, and grossly inadequate relative to the needs implied by a significantly scaled up redistribution programme aiming to support meaningful numbers of SF and SSBCF beneficiaries.